Important Terms

  1. Real Estate Syndication The process of pooling capital from multiple investors to acquire a property or portfolio of properties, enabling investors to access larger assets than they could individually.

  2. Real Estate Fund An investment vehicle that gathers capital to acquire, develop, and manage a diversified portfolio of properties.

  3. Real Estate Private Equity Investments in private real estate projects, often by institutional investors, seeking high returns through acquisition, management, and eventual sale of properties.

  4. Limited Partnership (LP) A structure where passive investors (LPs) provide capital but don’t manage the day-to-day operations; they earn returns and share profits with limited liability.

  5. General Partnership (GP) The sponsor or manager responsible for managing the investment, including property selection, capital raising, and oversight of operations and disposition.

  6. Preferred Return (Pref) A minimum return given to LPs before the GP earns its share of profits, often set at 6-10%.

  7. Catch-Up Provision A clause allowing the GP to receive a portion of profits after the LPs receive their preferred return, aligning incentives for strong returns.

  8. Waterfall Structure A formula dictating how profits are distributed among LPs and the GP, typically with tiered splits based on performance milestones.

  9. Internal Rate of Return (IRR) A metric measuring the annualized return on an investment, considering the time value of money and cash flows over the hold period.

  10. Multiple on Invested Capital (MOIC) A measure of total return on an investment, calculated as a multiple of the initial investment amount.

  11. Capital Call Provisions Terms in an investment agreement that outline when and how much additional capital investors must provide, often on a scheduled or as-needed basis.

  12. Preferred Return vs. Interest A distinction between the "preferred return," a priority yield to investors, and "interest," which is typically a debt-related cost and not part of equity structures.

  13. Investment Company Act of 1940 A regulatory framework for investment companies in the U.S., imposing requirements on funds that engage in securities investments.

  14. Investment Company Act Exclusions Provisions that exempt certain private funds, including real estate syndicates, from registration under the Act due to their focus on real estate and other non-securities assets.

  15. Qualified Purchaser An individual or institution meeting specific wealth thresholds, allowing access to higher-risk investments exempt from certain regulatory restrictions.

  16. Gating Distributions Limitations imposed on withdrawals or distributions to control cash flow and protect the investment fund's liquidity during adverse market conditions.

  17. Dry Powder Reserved capital available for new investment opportunities or follow-up investments, ensuring flexibility in responding to favorable deals.

  18. Capital Call A request to investors to provide capital as per their committed amounts, typically initiated as new opportunities or expenses arise.

  19. Financial Sponsor An entity or person, usually the GP, responsible for securing and overseeing the real estate investment and potentially contributing expertise and capital.

  20. Real Estate Limited Partnership (RELP) A type of partnership structured specifically for investing in real estate, combining investor funds to acquire and manage properties.

  21. Management Fee An annual fee (usually 1-2%) paid to the GP for managing the property and investment operations, typically based on assets under management.

  22. Assets Under Management (AUM) Fee A fee calculated as a percentage of the total value of assets managed by the GP, compensating for ongoing portfolio oversight.

  23. Acquisition Fee A one-time fee (often 1-3%) paid to the GP upon property acquisition to cover efforts involved in sourcing and negotiating the deal.

  24. Disposition Fee A fee (around 1-2%) paid to the GP upon selling the property, rewarding efforts to market and secure favorable sale terms.

  25. Refinancing Fee A fee (typically 0.5-1%) charged by the GP when refinancing the property, compensating for efforts to improve financing terms or release equity.

  26. Promote (Profit Split) The GP’s share of profits, commonly after the LPs’ preferred return is met, designed to align the GP’s interests with overall investment success.

  27. Cash Flow Distributions Payments from property income shared with LPs and GPs after covering operating costs, typically on a quarterly or annual basis.

  28. Equity Ownership The percentage of ownership in the property held by LPs and GPs, which determines each party’s share in profits and capital appreciation.

  29. Profit Sharing Split The division of investment profits, usually a higher percentage to LPs, such as a 70-30 split, incentivizing both parties.

  30. Accredited Investor An individual or institution meeting income or asset thresholds, allowing them to participate in private investments with reduced regulation.

  31. Diversification A strategy of spreading capital across multiple properties or projects within a syndicate to reduce exposure to any single asset’s risks.

  32. Hold Period The expected timeframe for holding the property before selling or refinancing, which varies based on the investment strategy and market conditions.

  33. Value-Add Strategy A common approach in syndicates where the GP makes improvements to the property to increase its value, resulting in higher rents and eventually, a higher resale price.

Last updated